Series 28: Nonpublic Arbitrator

Taken from our Series 28 - Introducing Broker-Dealer Financial and Operations Principal Qualification Examination

Definition of the term Nonpublic Arbitrator...

a person who is employed in the securities industry or has been so employed within the past five years. A non-public arbitrator may be an attorney or accountant who has devoted at least 20% of his time in the past two years to securities industry customers.

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