Series 82: Rule 506(b)

Taken from our Series 82 - FINRA Private Securities Offerings Exam

Definition of the term Rule 506(b)...

a rule under Regulation D that exempts private placement issuers from registration if they restrict the number of non-accredited investors to 35.

Since you're reading about Series 82: Rule 506(b), you might also be interested in:

Solomon Exam Prep Study Materials for the Series 82
Please Enable Javascript
to view this content!