Series 65: Section 402(a) Exemptions

Taken from our Series 65 - NASAA Uniform Investment Advisor Law Exam

Definition of the term Section 402(a) Exemptions...

blanket registration exemptions given under the Uniform Securities Act to specific types of securities.

Since you're reading about Series 65: Section 402(a) Exemptions, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 65
Please Enable Javascript
to view this content!