Series 66: Commingling

Taken from our Series 66 - NASAA Uniform Combined State Law Exam

Definition of the term Commingling...

mixing of a customer's personal assets with those of a broker-dealer or advisory firm.

Since you're reading about Series 66: Commingling, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 66
Please Enable Javascript
to view this content!