Series 24: Eastern Account

Taken from our Series 24 - FINRA General Principal Qualification Examination

Definition of the term Eastern Account...

also called an undivided account. An underwriting arrangement in which all syndicate members share financial responsibility for any unsold securities on a pro rata basis, regardless of which syndicate member the shares were allotted to.

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Just passed the Series 24 on my first attempt. Not an easy exam so put the time in. I used the Video Lectures and the Exam Simulator from Solomon. Great resources of information!

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Hope Brackin, Cambridge Investment Research, Inc., Auburn, AL