Series 24: Rules 147 And 147A

Taken from our Series 24 - FINRA General Principal Qualification Examination

Definition of the term Rules 147 And 147A...

SEC rules that provide safe harbors for claiming an intrastate exemption from SEC registration for an offering of securities. While they are similar in most respects, Rule 147A is newer and more lenient, allowing the issuer to be incorporated or organized in a different state and permitting general solicitation.

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