Series 24: Intrastate Offering

Taken from our Series 24 - FINRA General Principal Qualification Examination

Definition of the term Intrastate Offering...

a securities offering exempt from SEC registration due to being conducted within a single state. To ensure its exempt status, the offering typically conforms to the safe harbor requirements of Rule 147 or 147A.

Since you're reading about Series 24: Intrastate Offering, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 24
Please Enable Javascript
to view this content!