Series 26: Introducing Broker

Taken from our Series 26 - Investment Company Products/Variable Contract Limited Principal Exam

Definition of the term Introducing Broker...

a broker that may solicit orders from customers but cannot execute or clear trades.

Since you're reading about Series 26: Introducing Broker, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 26
Please Enable Javascript
to view this content!