Series 63: Investment Adviser Representative (IAR)

Taken from our Series 63 - Uniform Securities Agent State Law Exam

Definition of the term Investment Adviser Representative (IAR)...

an individual employed by an investment adviser who makes recommendations, manages customer accounts, determines which advice should be given, sells investment advisory services, or supervises employees who perform any of the foregoing.

+ Read More

More Series 63 Info

What are people saying?

Create an Account

We have an excellent Audiobook for the Series 63!

Since you're reading about Series 63: Investment Adviser Representative (IAR), you might also be interested in:

Series 7 - Suspicious Activity Report (SAR)

Series 79 - Form 8-K

Series 3 - full carry

Series 79 - sell-side adviser

Series 6 - syndicate

Series 79 - confirmation hearing

Series 52 - convertible coupon bonds

Series 28 - assignment

Series 52 - trade date

Series 6 - freeriding

Series 50 - private placement agent

Series 6 - income statement

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Solomon has been hugely helpful to me. In 2022, they helped me prepare for the SIE, Series 63, and Series 79 exams, and I passed all 3 on the first try. I give huge credit to their focused materials and suggested timelines for keeping me on track!

William Windham, Solebury. Brooklyn, NY.

Your books and online exam simulators were an excellent study mix: I passed the Series 63 and the Series 79 exams!

Bob Newkirk, Moesman Advisors LLC, Denver, CO

I passed the Series 63 on the first try. You now have a loyal customer in me. Using Solomon is probably the closest exam success guarantee you could possibly get. Thanks, your exam prep was worth every penny. I would recommend your exam prep to anyone and if I ever have a take another Series exam. I will only be using Solomon exam prep.

Joseph Boswell, FFA. Riverview, FL

I used the one iPhone app for the 63 and found it a great help. I used it whilst watching TV, waiting for the car to be serviced, any spare few minutes I would practice a question or two.

Ben Humphries, Starlight Investments, Atlanta, GA

Within a few months, I passed the SIE, Series 7, 63, 65, & 79 exams all on the first try using Solomon Exam Prep. This material will prepare you for the actual exam. I will say in many instances the practice exams are more difficult than the actual exam. Solomon and the various tracking metrics will more than help you prepare for the rigors of exam day. I highly recommend the practice exams and ability to dive back in to review weak areas. I will continue to use their products and services in the future.

Andrew Ezzat, Bank of America. Tampa, FL.

I passed the Series 7 on my first attempt. In fact, five years ago, I also passed both the Series 6 and 63 on my first attempt. In all cases, I used Solomon Exam Prep materials which make sometimes 'dry' topics much more readable. Also, having the option to take an unlimited number of practice tests and receive immediate, thorough feedback was invaluable. I highly recommend them!

Blaine Burnett