Series 28: Partial Termination

Taken from our Series 28 - Introducing Broker-Dealer Financial and Operations Principal Qualification Examination

Definition of the term Partial Termination...

the firing of a FINRA-registered person that may apply to several classes of registration and jurisdictions or one. It may or may not apply to affiliates of the member firm. It does not require the employer to state the reason for termination.

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I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

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