Series 82: Securities And Exchange Commission (SEC)

Taken from our Series 82 - FINRA Private Securities Offerings Exam

Definition of the term Securities And Exchange Commission (SEC)...

a federal government agency created under the Securities Exchange Act tasked with regulating the securities industry and protecting investors.

Since you're reading about Series 82: Securities And Exchange Commission (SEC), you might also be interested in:

Solomon Exam Prep Study Materials for the Series 82
Please Enable Javascript
to view this content!