Series 66: Shelf Offering

Taken from our Series 66 - NASAA Uniform Combined State Law Exam

Definition of the term Shelf Offering...

an offering making use of a shelf registration. It may take place over a longer-than-normal offering period (a continuous offering), or an offering period that begins well after the effective date of the registration statement (a delayed offering).

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After hearing horror stories about people struggling and in some cases failing the Series 66, after easily passing the series 7, I invested in both the Series 66 audio book and the Series 66 on-line tests. I passed my Series 66 exam with an 87%!

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