Series 26: Written Supervisory Procedures (WSPs)

Taken from our Series 26 - Investment Company Products/Variable Contract Limited Principal Exam

Definition of the term Written Supervisory Procedures (WSPs)...

a printed document that explains a member firm's supervisory system and instructs the supervisor as to how the responsibilities must be performed.

Since you're reading about Series 26: Written Supervisory Procedures (WSPs), you might also be interested in:

Solomon Exam Prep Study Materials for the Series 26
Please Enable Javascript
to view this content!