Series 24: Clearly Erroneous Transaction

Taken from our Series 24 - FINRA General Principal Qualification Examination

Definition of the term Clearly Erroneous Transaction...

a securities transaction where there has been an obvious error in any term including price, number of shares, unit of trading, or identification of security.

Since you're reading about Series 24: Clearly Erroneous Transaction, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 24
Please Enable Javascript
to view this content!