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Series 63: Non-issuer Transaction

Taken from our Series 63 - Uniform Securities Agent State Law Exam

Definition of the term Non-issuer Transaction...

a transaction between two parties, neither of which is the original issuer of the security.

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We have an excellent Audiobook for the Series 63!

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Solomon Exam Prep Study Materials for the Series 63

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Xavier Mata, Cabrera Capital Markets. Chicago, IL

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Brianna Davis, Foresters Financial Services, Lombard, IL

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