Series 63: Rescission

Taken from our Series 63 Online Guide

Rescission

One unique provision available to securities issuers, investment advisers, and broker-dealers to help them avoid administrative action is known as rescission. Under rescission, a professional or issuer offers a c

Since you're reading about Series 63: Rescission, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 63
Please Enable Javascript
to view this content!