Series 51: Principal Requirements

Taken from our Series 51 Online Guide

Principal Requirements

MSRB Rule G-3 requires that all municipal securities broker-dealers have at least two municipal securities principals (individuals who have passed the Series 53 exam). Exceptions to this rule include:

• Brokers, dealers, or municipal securities dealers that are members of a registered securities association, such as FINRA, and conduct a general securities business
• Brokers, dealers, or municip

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I loved the online testing for the Series 51! I felt like the questions were trickier so it really prepared me for the real exam.

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Thank you so much for the easy reading! I passed the 51 on my first attempt!!

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Using Solomon was very helpful. The exam simulator tests were great, but I should have spent a little more time re-reading the chapters. Passed (Series 51) on my first try.

Kelli Lanino, Raymond James Financial Riverhead, NY

I am still so giddy that I passed my Series 7 on 1/31. I truly cannot believe it. I took the 7 three times in 2019 utilizing Kaplan study materials and didn't feel good going into the tests any of the times. So shockingly I failed all three times by a lot. My highest score was a 68%. I used Solomon for my 51 in September (passed on the first try) so I thought I could try it for my 7 even though it is the hardest securities test I have taken. I felt so good going into the testing center and I passed!!! I am so grateful to have found your materials. They have been incredibly helpful and I am able to understand all the material covered in the books. I still am in shock that I passed. Now off to the 24!

Briana Turner, Cambridge Investment Research. Virginia Beach, VA

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Series 51: Principal Requirements

Taken from our Series 51 Online Guide

Principal Requirements

Since you're reading about Series 51: Principal Requirements, you might also be interested in:

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