Series 24: Limited Principals

Taken from our Series 24 Online Guide

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Limited Principals

• General Security Sales Supervisor (Series 9 and 10)– supervises sales activities but cannot supervise investment banking, trading or market making, or approve advertising or sales literature. Series 7 is a prerequisite.
• Financial and Operations Principal (Series 27)– prepares the financial reports for a clearing firm, filed with FINRA and the SEC.
• Limited Financial and Operations Principal (Series 28)– prepares the less-involved financial reports for a non-clearing firm, filed with FINRA and the SEC.
• Registered Options and Security Futures Principal (Series 4)– approves and reviews all options transactions. All member firms engaged in options transactions must have at least one registered options principal.
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I passed my Series 24 today with an 80% thanks to Solomon Test Prep! I found the most benefit from using the practice exams as a learning tool, reading each answer explanation as I went along, regardless of a(n) correct/incorrect response. I found that for this exam, understanding the concepts is equally as important as memorization! Good luck!

Audrey M., Austin, TX

I was very impressed with all elements of Solomon's Series 24 offerings. Solomon provided an incredibly organized system for me to utilize, which kept me "on point" and focused. I felt good confidence going into the test because of the structured system that Solomon developed. I would certainly recommend Solomon to anyone that is taking the Series 24.

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I would just like to say that Solomon’s customer service was excellent. The material was clear and easy to understand and I feel that it prepared me extremely well for my exam. I found the study outline to be the most helpful in keeping me on track. I would definitely refer the material to anyone taking the Series 24. Thank you to the Solomon team for helping me pass my 24!

Tamaqua Roland, Philadelphia, PA

After trying numerous study materials, Solomon was the key to pass my Series 24. The live class was a perfect complement. Thank you Karen for your assistance!

Marie, Miami, FL

I tried studying on my own using materials from another vendor, which was super wordy and lengthy. After much frustration, I looked for new study materials and discovered Solomon. It is concise, clear and presented well. The subject area quizzes and practice exams were unlimited and very helpful. Six weeks later I passed the Series 24 with an 85! I would not hesitate to use Solomon again, should the need arise.

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Series 24: Limited Principals

Taken from our Series 24 Online Guide

Limited Principals

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