Series 24: Restrictive Agreements

Taken from our Series 24 Online Guide

Restrictive Agreements

FINRA may impose Restrictive Agreements on an applicant, which will limit the scope of a member firm’s business activity. Such agreements are employed in those rare instances where FINRA believes that such restrictions will correct an applicant’s failure to meet its admission

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Restrictive Agreements, you might also be interested in:

Series 27 - Other Exemptions

Series 7 - 15.3.1. Lender’s Privileges and Rights of Shorted Stock

Series 66 - 4.4.2. Tactical Asset Allocation

Series 24 - Rollovers vs. Transfers

Series 82 - Tax Considerations

Series 52 - 4.4.1.2. Benchmark Yield Curves

Series 7 - 9.1 Business Cycles

Series 79 - 10.4.1. Types of Private Placements

Series 63 - Exercise

Series 28 - Ratio Requirement

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Just passed the Series 24 on my first attempt. Not an easy exam so put the time in. I used the Video Lectures and the Exam Simulator from Solomon. Great resources of information!

Shawn McClain, Natixis, Charlotte NC

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual

Stick to the plan and pass! 4 times in a row, 7, 63, 24 and now 79. You can't beat the Solomon materials.

Eric Altmann

This is my fourth time using Solomon's exam materials (Series 99, 7, 63, and now the 24)....and I PASSED once again on my first try. Thank you Solomon- your exam question simulator was extremely helpful!

Kim Schmidt, Elmcore Securities, Las Vegas

I used Solomon to study for the 26 and most recently the 24. The material is layered in way that makes it manageable to digest and the instructor response time and explanations are outstanding. I passed both on the first attempt!

Gus Velleco, Allstate, Charleston, SC

I was very impressed with all elements of Solomon's Series 24 offerings. Solomon provided an incredibly organized system for me to utilize, which kept me "on point" and focused. I felt good confidence going into the test because of the structured system that Solomon developed. I would certainly recommend Solomon to anyone that is taking the Series 24.

William Bundy, Bundy Group. Charlotte, NC