Series 24: Non-branch Locations

Taken from our Series 24 Online Guide

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Non-branch Locations

Unregistered offices, or non-branch locations, include:

• any office location established solely for customer service and/or back office type functions where no sales activities are conducted;
• an employee’s private residence, if:
» only resident employees who are immediate family members operate there
» the employee does not meet with customers there
» neither customer funds nor securities are handled at that location
» the loc

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