Series 24: Review Of Customer Accounts

Taken from our Series 24 Online Guide

Review of Customer Accounts

Written supervisory control procedures require the periodic review of customer accounts to prevent and detect irregularities and abuses. Procedures must be reasonably designed to prevent the effectiveness of the inspections from being compromised due to conflicts of interest at that loca

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Review Of Customer Accounts, you might also be interested in:

Series 24 - No Splitting Orders or Executions for Personal Gain

Series 66 - 8.1.3 Administrative Stop Orders

Series 6 - 5.1.2. Types of Mutual Funds

Series 66 - Types of Trading Accounts

Series 79 - Synergies

Series 28 - Regulation FD

Series 66 - 3.7.3.5. Sales Charge

Series 53 - 4.2.2.3.3. Bond Purchase Agreement

Series 24 - 3.3. Types of Delivery Instructions

Series 7 - Exercise

Series 79 - 13.2.3. Going Private

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Taking the Series 24 class with Karen Solomon this week helped reinforce the data that I learned, and I passed my exam! The material was thorough and the exam simulator was an excellent tool to test your knowledge. Thank you Karen!

Karen Lessard, Concorde Investment Service Frisco, TX

Finally! Having used the study material provided by my firm, I couldn't get over the passing level. Came out of pocket for Solomon, and passed [the Series 24] on the first effort - Thank you!

Scott Krogmann, Regions Bank, Knoxville, TN

I passed the Series 24 on the first try with an 80%! This was the highest of all of my Series exam scores and I attribute much of my success to Solomon's amazing study materials. The practice exams are spot-on and the video lectures were a great supplement to the readings. I suggest following the study schedule Solomon provides for a successful outcome!

Katelyn H, Las Vegas, NV

I tried studying on my own using materials from another vendor, which was super wordy and lengthy. After much frustration, I looked for new study materials and discovered Solomon. It is concise, clear and presented well. The subject area quizzes and practice exams were unlimited and very helpful. Six weeks later I passed the Series 24 with an 85! I would not hesitate to use Solomon again, should the need arise.

Yasmeen M.

I recently passed my Series 24 using Solomon Exam Prep! It was the hardest exam I've taken to date. I found all the practice exams with specific feedback to be the most helpful, though the audiobook was very helpful as well.

Diane Pouliot, RBC, Minneapolis, MN

I took my Series 24 on July 28 and passed!! I had not passed 2 prior Series 24 exams and was down to my last attempt. A fellow principal on my team who had not passed his Series 24 his first time told me about the Solomon practice tests and how they helped him. It was such a big help for me passing exam as the questions were structured more like the real exam than any other practice tests I’ve taken. I have since gone to other employees at my firm for other tests, such as the Series 7, SIE among others and have told them about the Solomon test materials and some of them are now purchasing Solomon as well.

Thadius Beavers, Prospera Financial. Dallas, TX.