Series 24: Forwarding Of Securities Information And Proxy Materials

Taken from our Series 24 Online Guide

Forwarding of Securities Information and Proxy Materials

Member firms that hold title to a security on behalf of a beneficial owner are required to forward all information received from the issuer of that security (such as proxy material, annual reports, and information statements) to the beneficial owner or the beneficial owner’s

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Forwarding Of Securities Information And Proxy Materials, you might also be interested in:

Series 28 - Failure to Send Notice

SIE - Types of Securities Offerings

Series 79 - 3.5. Valuation Metrics

Series 65 - Chapter Eight Practice Questions

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I stuck to the outline day by day and it really helped me with sticking to a routine and curriculum. I passed the Series 24 on my 1st try! Would definitely recommend this to anyone in the Securities Industry.

Rima Mehta, PNC Investments, Charlotte, NC

I was very impressed with all elements of Solomon's Series 24 offerings. Solomon provided an incredibly organized system for me to utilize, which kept me "on point" and focused. I felt good confidence going into the test because of the structured system that Solomon developed. I would certainly recommend Solomon to anyone that is taking the Series 24.

William Bundy, Bundy Group. Charlotte, NC

Finally! Having used the study material provided by my firm, I couldn't get over the passing level. Came out of pocket for Solomon, and passed [the Series 24] on the first effort - Thank you!

Scott Krogmann, Regions Bank, Knoxville, TN

I passed the S24 today with a score of 80. Your study guide is great!!!

A.T.

Even though there is no such thing as a guaranteed success in the securities industry, there is a likelihood of strong returns if you are able to make the right risk / reward choices at the right time.

If you are taking a test one of those choices is Solomon materials. Just follow their guidance. It worked for me, 3 times in a row, 7, 63, 24!

Eric Altmann, New York, NY

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual