Series 24: Restrictions On Customer Gifts And Gratuities

Taken from our Series 24 Online Guide

Restrictions on Customer Gifts and Gratuities

No member firm or associated person may give or receive any gift or gratuity having a value in excess of $100 per person per year, if the gift is related to the business provided. This restriction may be waived, but not without a prior written agreement between the associated person and the member firm. This written

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