Series 24: Missing, Lost, Fake Or Counterfeit Securities

Taken from our Series 24 Online Guide

Missing, Lost, Fake or Counterfeit Securities

The Securities Information Center (SIC), an arm of the SEC, handles the reporting of stolen, missing, lost, or counterfeit securities. Each member firm must file a notification with the SIC if it discovers the following:

• Stolen securities: The firm must report stolen securities to the SIC within one business day of the discovery and must also promptly report it to the FBI.
• Missing or lost securities: When securities have been missing or lost for two business days, the firm must report the missing/lost securities within one business day following the end of that two-day period.
• Counterfeit securities: The firm must report to the SIC and the FBI within one day of

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I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual

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Steven Eisner, Penn Mutual/HTK, Hauppauge, NY

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Hope Brackin, Cambridge Investment Research, Inc., Auburn, AL

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Janie Richards, Austin, Texas