Series 24: Disclosure Document

Taken from our Series 24 Online Guide

Disclosure Document

Finally, alongside the margin agreement, non-institutional customers opening a margin account must be given a disclosure document, explaining the risks of margin trading. This disclosure must be delivered again to these margin customers annually.

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I wanted to let you know I passed the exam [Series 24] this morning! The practice exams were invaluable. Thank you for your extra help and suggestions. I have recommended this to two of my co-workers who will be taking the Series 7 this year. I will say, the 24 was worded so tricky. And so much irrelevant info put into the questions. I had to write down pieces of the question to get the gist of what it was asking. Very purposfully confusing. But it's over and I'm thankful for your product. Thx again

Karmen Richards, Multi Financial Securities, Greensboro, NC

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