Series 24: Pre-filing Period

Taken from our Series 24 Online Guide

Pre-filing Period

The registration process can be divided into three periods. The pre-filing period is the period before the issuer files the registration statement with the SEC. During this period, the issuer will be drafting the registration statement (S-1, S-3, or S-4 forms), which will include a preliminary prospectus.

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I had tried another learning system before Solomon and walked into the Series 24 unprepared and subsequently failed. After using the Solomon system for three weeks, taking full advantage of the app on my cell phone I walked into my second attempt very prepared for the type of questions I was going to see. Not only did I pass, I did so with confidence. Thanks so much Solomon!

Steven Eisner, Penn Mutual/HTK, Hauppauge, NY

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