Delivery of a Prospectus for a Follow-on Offering
If the securities are currently traded on a National Exchange or on NASDAQ, purchasers of the new securities in the public offering need to be provided a prospectus. Once the securities begin trading in the secondary market, the securities do not need to be sold with a prospectus.
If the securities will be traded on OTCBB or the Pink Sheets, purchasers of the securities need to be provided a prospectus for up to 40 days.
Additionally, broker-dealers selling new issues of non-reporting companies must provide a final prospectus to anyone who requests it for up to 40 days after the public offering.
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I used Solomon to study for the 26 and most recently the 24. The material is layered in way that makes it manageable to digest and the instructor response time and explanations are outstanding. I passed both on the first attempt!
Gus Velleco, Allstate, Charleston, SC
I was very apprehensive about the Series 24 exam prior to taking it. Everyone I knew who had taken it informed me that it was an incredibly difficult test, with questions that were meant to trick you. After following Solomon's six week study outline and making flashcards for my weakest areas, I was averaging in the high 80s on the Solomon practice exams. That gave me the confidence I needed to walk into the test center feeling prepared, and the knowledge I needed to walk out of the test center having scored an 88. I am now recommending the Solomon Series 24 materials to everyone at the office!
Janie Richards,
Austin, TX
Recently passed the Series 24 Exam. I owe it to the Solomon Exam Prep series. The format of study and testing preparation was easy to follow and comprehend. I had taken the exam before and used study material through a different provider. It did not give me the sense of readiness in the "connection of the dots" and time-management like the Solomon series did. Such a relief to see the word PASS.
Hope Brackin, Cambridge Investment Research, Inc., Auburn, AL
Just passed the Series 24 on my first attempt. Not an easy exam so put the time in. I used the Video Lectures and the Exam Simulator from Solomon. Great resources of information!
Shawn McClain, Natixis, Charlotte NC
I passed my Series 24 today with an 80% thanks to Solomon Test Prep! I found the most benefit from using the practice exams as a learning tool, reading each answer explanation as I went along, regardless of a(n) correct/incorrect response. I found that for this exam, understanding the concepts is equally as important as memorization! Good luck!
Audrey M., Austin, TX
I passed the S24 today with a score of 80. Your study guide is great!!!
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