Series 24: Insider Beneficial Ownership Reports

Taken from our Series 24 Online Guide

Insider Beneficial Ownership Reports

By Section 16 of the Exchange Act, corporate insiders of public companies are required to file reports to the SEC identifying their ownership interests. An insider is defined as a director, officer, or principal stockholder (10% or greater beneficial ownership) of any class of equity securities. Three different disclosure forms are required.

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Insider Beneficial Ownership Reports, you might also be interested in:

Series 28 - Settlement and Cancellation

Series 24 - Nasdaq Market Center Execution

Series 7 - 6.1.4.5.3 Fund Name Rule

Series 54 - 2.2.2.7. “Know Your Client” Requirement

Series 53 - Pricing by Competitive Bid

Series 3 - 1.3.1. The Futures Exchange

Series 7 - 3.3.3.2.1. Underwriting Compensation

Series 6 - 7.2.1.1. Beta Coefficient

Series 65 - Price Declines and Restricted Margin Accounts

Series 24 - Firewall Between the Research and Investment Banking Departments

Series 14 - 7.2.1.3.1. Form BD (“BD” = Broker-Dealer)

Series 3 - Exercise

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I took my Series 24 on July 28 and passed!! I had not passed 2 prior Series 24 exams and was down to my last attempt. A fellow principal on my team who had not passed his Series 24 his first time told me about the Solomon practice tests and how they helped him. It was such a big help for me passing exam as the questions were structured more like the real exam than any other practice tests I’ve taken. I have since gone to other employees at my firm for other tests, such as the Series 7, SIE among others and have told them about the Solomon test materials and some of them are now purchasing Solomon as well.

Thadius Beavers, Prospera Financial. Dallas, TX.

Studying for the 24 was not easy. I felt Solomon's course materials and online portal prepared me well for passing the exam in the first try. The study material was NOT overwhelmingly thrown together and I found the study program to be manageable and focused. Got me through the study period of about 4-5 weeks. I would recommend Solomon over the other courses.

Ajay A, CT, Series 24

Stick to the plan and pass! 4 times in a row, 7, 63, 24 and now 79. You can't beat the Solomon materials.

Eric Altmann

I used Solomon to sit Series 24 and Series 79, passing with 81% and 88% respectively. Having looked at other material providers, Solomon stands out because of their prompt replies to student questions and the completeness of the answers provided – they are the best out there!

Chris Brice,CFA Bell Potter Cantley, Québec, Canada

I wanted to let you know I passed the exam [Series 24] this morning! The practice exams were invaluable. Thank you for your extra help and suggestions. I have recommended this to two of my co-workers who will be taking the Series 7 this year. I will say, the 24 was worded so tricky. And so much irrelevant info put into the questions. I had to write down pieces of the question to get the gist of what it was asking. Very purposfully confusing. But it's over and I'm thankful for your product. Thx again

Karmen Richards, Multi Financial Securities, Greensboro, NC

I stuck to the outline day by day and it really helped me with sticking to a routine and curriculum. I passed the Series 24 on my 1st try! Would definitely recommend this to anyone in the Securities Industry.

Rima Mehta, PNC Investments, Charlotte, NC