Series 24: Registration Requirements

Taken from our Series 24 Online Guide

Registration Requirements

All Market Center Participants must be registered with NASDAQ, which is conditioned on compliance with the following requirements:

• Execution of applicable agreements with NASDAQ
• Membership in or access to a clearing agency registered with the SEC, through which trades may be settled
• Compliance with NASDAQ rules
• Maintenance of the physical security of the participant’s equipment to prevent the improper use of NASDAQ s

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