Series 65: Front Running

Taken from our Series 65 Online Guide

Front Running

Most importantly, broker-dealers and agents are always expected to try to provide a price for a purchase or sale that is as close as possible to the current market price. Substantially under- or over-pricing a security, especia

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Solomon Exam Prep material was great. Explained in a way that is easy to learn and follow. Test questions really help the material sink in. I had failed the Series 66 twice using another service. When it came time to find new material for the Series 65 and Series 63 Solomon was it. I passed both the 65 & 63 with flying colors and I have Solomon to thank for that.

Jeff Champigny, Merrill Lynch, Greensboro, NC

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