Series 26: Registration With The SEC

Taken from our Series 26 Online Guide

Registration with the SEC

An investment adviser that registers with the SEC must file an application on Form ADV. Form ADV is an online application administered by FINRA on its Inv

+ Read More

More Series 26 Info

What are people saying?

Create an Account

Since you're reading about Series 26: Registration With The SEC, you might also be interested in:

Series 50 - Operations & Maintenance (O&M) Covenant

Series 65 - Net Capital Requirements for Agents

Series 6 - Exercise

Series 82 - 1.1.9. Exemption from State Registration Requirements

Series 7 - 10.3. The Capital Asset Pricing Model

Series 28 - Anti-Money Laundering

Series 24 - 3.7.10.2. Regulation X

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I have passed the Series 6, 63, and 26 on my first tries, all with the excellent training offered by Solomon. I'll never use another platform for my material.

Jodee Hempel, Woodmen Financial Services. Omaha, NE

Thanks! I just passed my series 26 exam! Your material really helped!

Kevin Chambers

I passed the Series 26 exam last Thursday. As a Physician with very limited time to sit and study, I listened to the CDs over and over again as I drove to and from work, and that really helped me. I will be ordering the Series 65 materials soon.

Daniel Asiedu, PFS Investments, Lincoln, RI

Just passed the Series 26! As a new mom, I relied heavily on the Audiobooks and being able to read or test on my iPad whenever I could. The material was accurate and I felt well-prepared after following the suggested study schedule.

Usha Sharma, Transamerica, West Covina, CA

The study materials were spot on! Could not believe it. Topically perfect. Was confident before I hit submit that I had passed.

Peter Cisick, O.N. Equity Sales Co. Collegeville, PA

I am so glad I used the Solomon prep information for my series 26. The simulator is awesome and helped me the most in having success in passing exam. I strongly recommend the materials for anyone taking the 26. Thanks Rosie!

Dan Smoot