Series 26: Settlement And Delivery Instructions

Taken from our Series 26 Online Guide

Settlement and Delivery Instructions

A trade is cleared when the trade confirmations from each side are compared to make sure that they match. A clearinghouse, also called a clearing facility or a clearing corporation, is the entity that clears trades for an exchange. The National Securities Clearing Corporation (NSCC) is the largest clearinghouse. It clears all trades executed on the two largest exchanges in the U.S., the NASDAQ and the New York Stock Exchange (NYSE). It also clears over-the-counter trades for NASDAQ an

+ Read More

More Series 26 Info

What are people saying?

Create an Account

Since you're reading about Series 26: Settlement And Delivery Instructions, you might also be interested in:

Series 24 - More Filing Requirements and Review Procedures

Series 53 - 5.5.8. Bond Repurchases

Series 66 - 9.3.4. Prudent Investor Standards

Series 7 - 7.4 Private Equity

Series 50 - Professional Fee for Municipal Advisors

Series 6 - 7.5.3.1. Lifetime Records

Series 79 - 9.5.5. Three-Year Records

Series 79 - 8.2.2. Free Writing Prospectuses

Series 79 - Chapter 8

Series 66 - Limited Liability Companies (LLCs)

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I took a job which required me to pass the SIE, Series 6, Series 63 and Series 26. Understandably this was a pretty tall task, but the Solomon Exam Prep materials made it incredibly easy. I appreciated how well all of the material was laid out for all four tests. I stuck to the study plans that were included in the resources and passed all four tests on the first try. This was a stressful time in my life, but Solomon got me through it! I would highly recommend Solomon to anyone who is looking to become licensed. Part of my new job is managing other licensed individuals and I recently hired two employees who are now required to be licensed. I reached out to Solomon for a demo of their Admin Portal and it is wonderfully comprehensive. It allows me to track my employees progress without having to reach out and be too invasive. Excellent all around!

Stephen Carbaugh, StanCorp Equities, Inc. Portland, OR

I passed the Series 26 exam last Thursday. As a Physician with very limited time to sit and study, I listened to the CDs over and over again as I drove to and from work, and that really helped me. I will be ordering the Series 65 materials soon.

Daniel Asiedu, PFS Investments, Lincoln, RI

I just passed my Series 26, Principal license. Thank you Solomon, the content was great and the exam simulator was the perfect tool to get this passed!

Greg Fierle, American Fidelity. Springboro, OH

My sincere thanks and appreciation to the team at Solomon. I've used your materials to pass the SIE and Series 6, both on the first try, and today with your help, I have passed the Series 26 exam on the first try as well! Thank you for the excellent materials and assistance!

Kristina Ribali, MWA Financial Services. Ave Maria, FL

The virtual class and the test questions really helped me pass the Series 26. Thank you.

Todd Brubaker, Western & Southern Life, Akron, OH

I was having a tough time with the series 26 material. It had been 10 years since I had last studied for a test. I used other material of some big name companies that did not help me to understand what the test was asking. I purchased the Question bank from Solomon and I truly believe it is one of the reasons I was able to power through the exam. The questions were more challenging then the actual test itself which really helped me when it came to crunch time.

Ryan Schlagenhauf, Prudential, Shelton, CT