Series 51: Exercise

Taken from our Series 51 Online Guide

We have an Audiobook for this text!

Exercise

Fill in the blank

1. Dealers must set up a supervisory system to review incoming and outgoing _____ between its Municipal Securities Representatives and the public pertaining to municipal securities activities.
2. Suitability information includes a customer’s _____, tax status, investment objectives, and any other information pertinent to making suitable recommendations on the customer’s behalf.
3. Dealers must obtain suitability information before making a _____ to the customer.

+ Read More

More Series 51 Info

What are people saying?

Create an Account

Since you're reading about Series 51: Exercise, you might also be interested in:

Series 54 - Chapter One Practice Question Answers

Series 66 - Value at Issuance

Series 63 - 1.1.3. Termination of an Investment Adviser Registration

Series 14 - Exercise

SIE - 8.2.10.1.1. Contributing to an IRA

Series 65 - 5.2.1.3 Capital Growth

Series 7 - 2.9.1. Debentures

Series 66 - Partners, Directors, and Managers of Broker-Dealers

Series 63 - Notice Filings

Series 66 - Trust Accounts

Series 53 - Financial Advisor

Series 65 - Third Market

Series 14 - 2.4.3.3. Consolidated Tape

Series 3 - 7.1.4.3. Exemption from Registration of Non-Domestic Firms

Series 50 - Written Post-Issuance Policies

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Using Solomon was very helpful. The exam simulator tests were great, but I should have spent a little more time re-reading the chapters. Passed (Series 51) on my first try.

Kelli Lanino, Raymond James Financial Riverhead, NY

Solomon's materials were far superior to some of the competitors.

Michael

I loved the online testing for the Series 51! I felt like the questions were trickier so it really prepared me for the real exam.

Katrina Jackson, Cambridge Investment Research, Fairfield, IA

I just passed the S51 with an 86%. I want to express my sincere thanks to Solomon. I love the way you structure your practice exams. I always enjoy receiving speedy responses from Ask the Professor, especially from Karen. Karen, thank you for all your help, you are the best!!!!!!!

Margaret Chen, PFS Investment, Duluth, GA

I just took and passed the Series 51 in one attempt. The Solomon materials were excellent. The Solomon simulated tests were very beneficial and were very similar to the actual 51 test. Thanks to Solomon I was well prepared to succeed. When I was taking the actual 51 exam, I did not encounter any surprises that I was not prepared for. Solomon seems to have it very well covered. My method for success? I read the book chapter by chapter, taking the chapter practice tests along the way. I saved the questions I missed for review later. I then went through the book a second time using the same method. After reviewing the questions I had missed on the smaller exams, I started taking the timed simulation for the test. Again, I reviewed the questions I got wrong, making sure I understood the reason for getting it wrong and what the right answer should be. I did this review of missed questions every time I took the simulated exam. I took the simulated exam five or six times, getting scores in the low 80s. This method prepared me to take the real test which I passed on my first attempt. I highly recommend both Solomon and this study method for taking the 51. Good luck all future test takers!!!!

Jason Smith, Primerica, Duluth, GA