Series 51: Exercise

Taken from our Series 51 Online Guide

We have an Audiobook for this text!

Exercise

Answer true or false

1. True or false: In the sale of additional shares of a municipal fund security to a customer who has already received a copy of the official statement, the underwriter must provide a new copy of the entire official statement, because municipal fund securities are always issued new.
2. True or false: An underwriter’s required

+ Read More

More Series 51 Info

What are people saying?

Create an Account

Since you're reading about Series 51: Exercise, you might also be interested in:

Series 66 - 8.1.4 Post-Registration Requirements

Series 52 - 8.2.3.1. Qualifying Examinations by Employment Category

Series 79 - Current Assets

Series 26 - General Securities Representative (Series 7)

Series 24 - 2.2.1.4. Regulation FD

Series 28 - Suspended Repayments of a Subordination Agreement

Series 63 - Practical Application

SIE - 4.3.2.3. Low-Risk DPPs

Series 24 - 3.7.9. Borrowing by Brokers: Hypothecation and Rehypothecation

Series 7 - 17.6. Regulating Securities Trading

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thank you so much for the easy reading! I passed the 51 on my first attempt!!

Amber Carrick, Keystone Financial Management, Bath, PA

Using Solomon was very helpful. The exam simulator tests were great, but I should have spent a little more time re-reading the chapters. Passed (Series 51) on my first try.

Kelli Lanino, Raymond James Financial Riverhead, NY

I just passed the S51 with an 86%. I want to express my sincere thanks to Solomon. I love the way you structure your practice exams. I always enjoy receiving speedy responses from Ask the Professor, especially from Karen. Karen, thank you for all your help, you are the best!!!!!!!

Margaret Chen, PFS Investment, Duluth, GA

I am still so giddy that I passed my Series 7 on 1/31. I truly cannot believe it. I took the 7 three times in 2019 utilizing Kaplan study materials and didn't feel good going into the tests any of the times. So shockingly I failed all three times by a lot. My highest score was a 68%. I used Solomon for my 51 in September (passed on the first try) so I thought I could try it for my 7 even though it is the hardest securities test I have taken. I felt so good going into the testing center and I passed!!! I am so grateful to have found your materials. They have been incredibly helpful and I am able to understand all the material covered in the books. I still am in shock that I passed. Now off to the 24!

Briana Turner, Cambridge Investment Research. Virginia Beach, VA

I loved the online testing for the Series 51! I felt like the questions were trickier so it really prepared me for the real exam.

Katrina Jackson, Cambridge Investment Research, Fairfield, IA