Series 66: Regulation Of Investment Adviser Representatives

Taken from our Series 66 Online Guide

Regulation of Investment Adviser Representatives

While some investment advisers are one-man or -woman shops, most employ dozens, hundreds, or even thousands of investment professionals. These employees often work with individual clients and give individualized advice, seemingly working as investment advisers. Yet, due to their “employee” status

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: Regulation Of Investment Adviser Representatives, you might also be interested in:

Series 65 - Section One: Economic Factors and Business Information

Series 52 - 6.4. Calculating Taxable Gains on Tax-Exempt Bonds

Series 65 - Exercise

Series 24 - Assignment

Series 7 - 1.2.4 Transfer of Common Stock

Series 65 - 7.1.1.1.1. Consolidated Tape

SIE - Long Put

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thank you so much for your great study materials! I have used Kaplan in the past and this is so much better! I used your study materials to get an 84% on my Series 7 and an 85% on my Series 66! Keep up the good work!

Ivan Griffin, Roach, MO

I used Solomon's Online Exam Simulator as a supplement to company provided materials for the Series 7 & 66, passing with scores of 86% & 88%. The online simulator made it easy to study on the go and provided peace of mind of preparedness walking in on test day. Highly recommended.

John Watlington, Merrill Lynch, Raleigh, NC

Very excited to pass the Series 66! The Solomon practice exams were very helpful to understand the concepts and fundamentals of the questions. I would highly recommend Solomon Exam Prep for all FINRA exams. Make sure to have a good grasp on agent registration and suitability when taking the 66. Thank you Solomon!

Blake Rossman, TrueWealth. Bellevue, WA

I just passed the Series 66 exam and found that the Solomon Exam Prep materials are the way to go when preparing for this exam. The advice given from the get-go is spot on; if you think you can cram for this course, forget it. Use the materials as advised and you'll do well. The format of the practice exams closely simulate the way the questions are presented on the test itself. I had 2 prep materials, Solomon's and another and I honestly believe Solomon's was the one that helped the most.

Julio Revuelta, Wealth Management Firm, Miami, FL

I purchased Solomon Exam Prep to get a leg up on the S66 exam. I had taken it a few times already missing it by 1-2 points. A friend of mine enrolled on the test site and passed it on the first try. We did share notes while she was studying. It was then I realized Solomon has something the other test prep companies did not have, which helped me get over the hump. I will recommend it to anyone who really want to pass it the first time up!

Dany H. First Command Norfolk, VA

I passed the Series 66 today with an 85%. Your book and PDF test questions were great, and turned out to be the only study material I needed to pass the test on the first try. I'll look to you again when I need my Series 7. Thanks!

Joshua Reeves, San Diego, CA