Series 66: Incorporation By Reference

Taken from our Series 66 Online Guide

Incorporation by Reference

Occasionally, the exam will ask you about a concept called incorporation by reference, a general legal concept that is applied under the Uniform Securities Act. Essentially, what it s

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: Incorporation By Reference, you might also be interested in:

Series 7 - 18.2.5.2. Authority of SIPC

Series 7 - 3.6.26 Rule G-26—Customer Account Transfer Procedures

Series 22 - 6.1.7. Fixed-Price Requirement

Series 65 - Exercise

Series 79 - 1.2.1.3. Shareholders’ Equity

Series 65 - Alpha

Series 65 - Sidebar

Series 52 - 2.7.2.2. Transitioning Between Issues

Series 52 - 3.2.2.3. Formulating and Submitting the Bid

Series 51 - LGIP Participants

Series 24 - Underwriting Agreement (UA)

Series 66 - 9.3 Client Funds and Securities

Series 65 - Net Capital Requirements

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Passed 66 on the first try with flying colors. Solomon materials and advice was spot on. Follow it!

Craig Brand, Capital Financial Services, Nevis, MN

I could not have passed [the Series 66] without your very comprehensive program. Thanks!

Arthur Almassy, Scottsdale, AZ

Thank You. Thank You. Thank You. Having the audio, video lectures (with the printable power-point!) and exam simulator in addition to the book really engages you in the material. It becomes a game! I passed the 66 with an 84%.

Colleen Shelly, PNC Investments, Cleveland, OH

Very excited to pass the Series 66! The Solomon practice exams were very helpful to understand the concepts and fundamentals of the questions. I would highly recommend Solomon Exam Prep for all FINRA exams. Make sure to have a good grasp on agent registration and suitability when taking the 66. Thank you Solomon!

Blake Rossman, TrueWealth. Bellevue, WA

I used Solomon Exam Prep for both the Series 7 and the 66 which I took within a couple of months of each other. I smoked both tests with an 85% and an 88%. Well above the passing score. The books have just enough humor to keep things interesting and the practice tests and quizzes are phenomenal. If you want to get the most out of these programs pound out as many practice test as you can.

K. Nick Thoeni, Gilroy, CA

Jeremy, I just wanted to take a moment to say thank you so much for your wonderful product! Your study guides helped me pass the 7, 66, 24, 52, and 53 all within 2 and a half months. Thank you again!

Christopher Kriak, Compliance Analyst, PNC Investments, Pittsburgh, PA