Series 27: Established Firms

Taken from our Series 27 Online Guide

Established Firms

Established firms (over 1 year old) can carry aggregate indebtedness up to 15 times the amount of their net capital (1,500%). That is, if a firm’s net capital is $1,000,000, it may carry no more than $15,000,000 in aggregate indebtedness.

Example: XYZ Brokerage Services is a carrying broker that has c

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

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Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

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Nikita Brown, BMI. Atlanta, GA