Series 27: Delivery Of Securities

Taken from our Series 27 Online Guide

Delivery of Securities

The customer retains the right to receive the physical delivery of certificates on demand for its fully paid securities and for its margin securities upon full payment of its indebtedness to the broker-dealer. The customer also may retain excess margin securities not reasonably required by the broker-dealer to collateralize the customer’s indebtedness.

SEC Rule 15c3-3(l)

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