Series 27: Clearing Firm Extension Requests

Taken from our Series 27 Online Guide

Clearing Firm Extension Requests

Clearing firms that request extensions of time on behalf of their broker-dealer clients must submit the requests to FINRA for approval. Requests should only be made under exceptional circumstances. Clearing firms must assure themselves prior to submittal tha

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Series 27: Clearing Firm Extension Requests

Taken from our Series 27 Online Guide

Clearing Firm Extension Requests

Since you're reading about Series 27: Clearing Firm Extension Requests, you might also be interested in:

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