Series 27: Other Exempted Securities

Taken from our Series 27 Online Guide

Other Exempted Securities

On any long or short positions in exempted securities other than obligations of the United States, such as municipal bonds, the margin to be maintained must be 7% of their current market value.

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Other Exempted Securities, you might also be interested in:

Series 65 - 6.3.1.2. Withdrawing from a Traditional IRA

Series 65 - Types of Trust Accounts

Series 79 - Corporate Financing Rule

Series 6 - 4.3.10. Taxation of Corporate Bonds

Series 7 - 3.6.40. Rule G-42—Duties of Non-Solicitor Municipal Advisors

SIE - Chapter 7 Practice Question Answers

Series 28 - Section Three: Financial Reporting

Series 65 - Exercise

Series 50 - TEFRA

Series 53 - Competitive Bid Authorization

Series 79 - 11.2.8. Evaluating Credit Implications

Series 79 - Chapter Eight

Series 54 - Form A-12

Series 24 - Over-Allotted Issues: Greenshoe Option

Series 66 - 3.6.4.8.4 RMDs

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

Your Series 79 book was great and your practice questions were spot-on. I passed the first time. Thanks!

Stephen Hsu, Los Angeles, CA

I was very apprehensive about the Series 24 exam prior to taking it. Everyone I knew who had taken it informed me that it was an incredibly difficult test, with questions that were meant to trick you. After following Solomon's six week study outline and making flashcards for my weakest areas, I was averaging in the high 80s on the Solomon practice exams. That gave me the confidence I needed to walk into the test center feeling prepared, and the knowledge I needed to walk out of the test center having scored an 88. I am now recommending the Solomon Series 24 materials to everyone at the office!

Janie Richards, Austin, TX

I passed the Series 63 on the first try. You now have a loyal customer in me. Using Solomon is probably the closest exam success guarantee you could possibly get. Thanks, your exam prep was worth every penny. I would recommend your exam prep to anyone and if I ever have a take another Series exam. I will only be using Solomon exam prep.

Joseph Boswell, FFA. Riverview, FL

I love Solomon Exam Prep! The materials are comprehensive and simulate the type of questions on the tests. And the staff is so committed to their students' success. Without them, I wouldn't have been able to pass both the 7 and the 66.

Katelyn Hritcko, Elmcore Securities, Las Vegas, NV