Series 27: FINRA Authority To Raise Margin

Taken from our Series 27 Online Guide

FINRA Authority to Raise Margin

FINRA has the option to prescribe higher initial and maintenance margin requirements for customer accounts whenever it determines that market conditions warrant.

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

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