Series 27: Branch Office

Taken from our Series 27 Online Guide

Branch Office

A branch office is any location where one or more associated employees is in the business of soliciting or effecting (but not executing) the purchase or sale of any security. An office responsible for supervising the activities of employees at one or more non-branch locations of the member firm is also designated a branch office.

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Branch Office, you might also be interested in:

Series 79 - 3.2.5. Equity Turnover Ratio

Series 66 - Chapter 8 Practice Questions

Series 7 - 13.2 Reporting Requirements

Series 24 - Trading Pauses on a Security

Series 66 - Retirement

Series 79 - 9.3.3. Greenshoe Options and Syndicate Covering Transactions

Series 65 - 7.2.1.3. Combined Positions in Margin Accounts

Series 24 - Chapter Three

Series 24 - Summary Prospectus

Series 53 - Time of Formal Award and Time of First Execution

Series 53 - 3.1.3.1. Written Supervisory Procedures and Approval by Principal

Series 66 - Registration of Broker-Dealers

Series 66 - Investment Adviser Registration Process

Series 22 - 4.1.2. Exempt Offerings

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE

I'm not the best test taker. Solomon changed that. I was struggling on the quizzes and practice test. However, I passed the SIE on the first try. Took me less than one hour to complete. I felt very prepared.

Lamar Barnes, Washington D.C.

Your test simulator was invaluable. I took 1500 test questions before the real exam (Series 6). Scored an 89, thanks to your product.

Jesse Welch, New York Life, Arvada, CO

I passed the Series 26 exam last Thursday. As a Physician with very limited time to sit and study, I listened to the CDs over and over again as I drove to and from work, and that really helped me. I will be ordering the Series 65 materials soon.

Daniel Asiedu, PFS Investments, Lincoln, RI