Series 27: Availability Of Written Procedures

Taken from our Series 27 Online Guide

Availability of Written Procedures

A copy of relevant portions of the written supervisory procedures and a copy of the FINRA Manual must be kept in each OSJ and at each location whe

Since you're reading about Series 27: Availability Of Written Procedures, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 27
Please Enable Javascript
to view this content!