Series 28: Preferred Stock

Taken from our Series 28 Online Guide

Preferred Stock

Nonconvertible preferred stock ranking prior to all other classes of stock of the same issuer will receive a 10% haircut of the market value of the greater of

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Preferred Stock, you might also be interested in:

Series 24 - Liabilities for False Communications

Series 3 - 6.3.1.4.3. Switch Orders

Series 82 - Research Reports by Broker-Dealers Not Participating in an Issuer’s Distribution

Series 53 - 2.3.6. Availability of Written Procedures

Series 51 - Municipal Fund Advertisements

Series 65 - People and Entities Excluded from Investment Adviser Definition

Series 52 - Exercise

Series 66 - Exercise

Series 79 - 11.2.6. Evaluating Existing Obligations

Series 14 - 8.1.1.1. Broker-Dealer Suitability Rules

Series 66 - Quantitative Methods of Analysis

Series 3 - 7.5.2. Disclosure Document

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE

I just passed the 82 on my first attempt. The study guide and unlimited practice study exams are priceless. I took full practice exams until I was scoring in the 90's and I'm glad I did. The questions on the actual exam were more difficult than any of my practice exams but I was able to think through them and apparently answer enough questions correctly. I truly wouldn't have passed this exam without all of the practice exams Solomon offered.

Adam Drewry, Parsonex Securities. Denver, CO

Passed the Series 79, was really difficult but the materials prepared me well. Was passing the practice exams with mid 80's to high 90's the last two days. Highly recommend using Solomon.

Natasha Trilli, Ocean Park. Houston, TX