Series 28: Capital Withdrawals

Taken from our Series 28 Online Guide

Capital Withdrawals

A member firm may not withdraw its equity capital for a period of one year from the date the capital is contributed, unless otherwise permitted by FINRA in writing, although any profits earned may generally be withdrawn.

A carrying or clearing member may not wit

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I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

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