Series 28: Hypothecation Agreement

Taken from our Series 28 Online Guide

Hypothecation Agreement

Securing a debt by pledging securities as collateral for a loan is called hypothecation. This is because the pledged securities are “hypothetically” controlled by the creditor: the borrower

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Hypothecation Agreement, you might also be interested in:

Series 24 - Third-Party Trades

Series 24 - 5.5.2.4.1. The DMM’s Book

Series 50 - Discharge

Series 24 - 5.13.1. Anti-Intimidation/Coordination/Collusion Rules

Series 24 - Quarterly Security Counts Rule

Series 65 - 2.1.1.2. Right to Vote on Relevant Matters

Series 27 - Rules for Good Delivery

Series 66 - 8.1.2 Registration of Securities

Series 79 - 6.3. Types of Public Offering

Series 66 - 2.5.2.2. Discounted Cash Flow Analysis

Series 24 - Variable Annuities as Investment Companies

Series 52 - 7.3.2. Inflation, Interest Rates, and Availability of Credit

SIE - Redemption of Mutual Fund Shares

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed the Series 50 on the first attempt thanks to Solomon's materials. Although the questions on the exam were much more difficult and complex in structure and format than the Solomon practice exams, the study materials & practice exams did enforce the concepts that the actual exam was testing. Thank you Solomon!!!

Lisa Gesin, Gesin Consulting, Dallas, TX

I was very impressed with all elements of Solomon's Series 24 offerings. Solomon provided an incredibly organized system for me to utilize, which kept me "on point" and focused. I felt good confidence going into the test because of the structured system that Solomon developed. I would certainly recommend Solomon to anyone that is taking the Series 24.

William Bundy, Bundy Group. Charlotte, NC

I passed my Series 99 exam in a very short period of time and this wouldn’t be possible without the incredible material from Solomon Exam Prep. The preparation material is very comprehensive and always updated with recent changes in FINRA rules/industry practice. I scored 92%!!

Venu Rathi, The Carlyle Group, New York, NY