Series 28: Good Faith Account

Taken from our Series 28 Online Guide

Good Faith Account

Margin securities that cannot be transacted in the margin account can be bought and sold in a good faith account. A good faith account may include all non-equity securities, such as nonconvertible corporate debt, options on non-equity securities, and repurchase agreements involving non-equity securities. It may also include exempted securities, such as U.S. Treasury bonds and municipal bonds.

Goo

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Good Faith Account, you might also be interested in:

Series 50 - Distressed Securities

Series 63 - Exercise

Series 65 - 1.5. Risk

Series 14 - Chapter 8

Series 50 - Due Dates for Rebate Payments

Series 66 - 9.2.3 12b-1 Fees

Series 63 - 1.1.2.1.1. Federal Exclusions from the Definition of Investment Adviser

Series 6 - 1.3.5.5. Public Conduct Rules Related to Public Communications

Series 65 - Prudent Investor Standards

Series 53 - 3.2.2.1. Making a Telemarketing Call

Series 52 - 7.2.2. Important Coincident Indicators

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

The (SIE) exam was tough, but I was well prepared after studying with the Solomon Exam Prep guides. Having a set study schedule made this much easier to follow along. I'll definitely be using Solomon for my Series 6 and 63 exams!

Matthew Bird, Lincoln Investment. Liverpool, NY.

I passed the Series 65 with a 92% thanks to the Solomon practice exams. The questions on the practice exams were very similar to what I actually encountered on the actual exam, and the ability to take unlimited practice exams really built my knowledge and confidence. I highly recommend this product to anyone studying for the Series 65.

Neal Thompson, Denver, CO, Series 65

Love Solomon, I tried other companies and the ones I used didn't prepare me. Solomon teaches you the concepts and the practice tests helped me pass my Series 65, 63, and the 6 on my first try. I've had no less than four of my friends use Solomon and they have all had similar success. Work hard with the correct study material and you will have success.

Gerald Barnes, Client One, Peoria, AZ