Series 28: Satisfaction Of Margin

Taken from our Series 28 Online Guide

Satisfaction of Margin

Required margin in a good faith account may be satisfied by a transfer from the SMA or by a deposit of cash, “good faith” securities, or any other asset that is not a security. An asset that is not a security must have a margin value determined by the broker-de

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Satisfaction Of Margin, you might also be interested in:

Series 24 - 2.5.3.2. Acceptance, Waiver and Consent

Series 6 - 1.3.1.3. Communications that Include a Recommendation

Series 50 - Investment Adviser Exclusion

Series 27 - Anti-Money Laundering Compliance Program

Series 3 - 7.3.6. Communications with the Public and Promotional Material

Series 66 - Planning for a Specific Event

Series 52 - 8.4. Additional Rules that May Be on the Exam

Series 65 - Serial Payments

Series 79 - Chapter 14

Series 24 - Reporting System for Bonds

Series 6 - 2.2.8.3. Corporate Resolutions

Series 24 - Contributions and Withdrawals

Series 26 - Management Company Rules

Series 24 - Opening and Maintaining a Client Account

Series 24 - Becoming a Member: Broker-Dealers

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

I passed. Your Series 99 exam prep class was spot-on. Thanks!

Kathy Stanfield, P.J. Robb Variable Corp., Memphis, TN

The Solomon Prep Course for Series 79 was great! I studied for 12 days, read through the outline and took 15 of the 1/2 exams and a few quizzes, and scored an 82. Thanks very much - I highly recommend Solomon Exam Prep!

Randy Conone, Hudson Capital Advisors, Santa Monica, CA

I was well prepared from using Solomon. Such much so that I finished early enough to review the questions and my answers, and determine my estimated score. Thanks! Great platform. Highly recommend using Solomon.

Max Thomas. Fort Lauderdale, FL