Series 28: Oath Or Affirmation

Taken from our Series 28 Online Guide

Oath or Affirmation

A broker-dealer must attach to the financial report an oath or affirmation that, to the best of its knowledge and belief, the financial report is true and correct and the firm has no proprietary interest in any customer account. The oath or affirmation must be made before a person duly authorized to administer such oaths. The oath must be made by the proprietor, general partner, or duly authorized officer of the firm.

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

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