Series 28: Recordkeeping Format

Taken from our Series 28 Online Guide

Recordkeeping Format

All required records may be maintained and preserved on microfilm or any digital storage medium. If digital storage media is used, the broker-dealer must notify its examining authority prior to using it. The electronic storage media must preserv

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I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

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Nikita Brown, BMI. Atlanta, GA

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